SEC Filings

Form S-3
KALA PHARMACEUTICALS, INC. filed this Form S-3 on 08/09/2018
Document Outline
Entire Document (2521.1 KB)
Subdocument 1 - S-3 - S-3
Page 1 - As filed with the Securities and Exchange Commission on August 9, 2018
Page 2 - CALCULATION OF REGISTRATION FEE
Page 3 - EXPLANATORY NOTE
Page 4 - PROSPECTUS
Page 5 - TABLE OF CONTENTS
Page 6 - ABOUT THIS PROSPECTUS
Page 7 - WHERE YOU CAN FIND MORE INFORMATION
Page 8 - FORWARD-LOOKING STATEMENTS
Page 9 - ABOUT KALA PHARMACEUTICALS, INC.
Page 10 - CONSOLIDATED RATIOS OF EARNINGS TO FIXED CHARGES AND
Page 11 - USE OF PROCEEDS
Page 12 - DESCRIPTION OF DEBT SECURITIES
Page 13 - N/A
Page 14 - Certain Terms of the Senior Debt Securities
Page 15 - N/A
Page 16 - Satisfaction and Discharge
Page 17 - Modification and Waiver.
Page 18 - No Personal Liability of Incorporators, Stockholders, Officers, Directors.
Page 19 - Unclaimed Funds.
Page 20 - DESCRIPTION OF CAPITAL STOCK
Page 21 - Rank
Page 22 - Liquidation Preference
Page 23 - Voting Rights
Page 24 - Conversion Rights
Page 25 - Super-Majority Voting.
Page 26 - DESCRIPTION OF DEPOSITARY SHARES
Page 27 - Redemption of Depositary Shares
Page 28 - Resignation and Removal of Depositary
Page 29 - DESCRIPTION OF PURCHASE CONTRACTS AND PURCHASE UNITS
Page 30 - DESCRIPTION OF WARRANTS
Page 31 - FORMS OF SECURITIES
Page 32 - N/A
Page 33 - PLAN OF DISTRIBUTION
Page 34 - N/A
Page 35 - LEGAL MATTERS
Page 36 - KALA PHARMACEUTICALS, INC.
Page 37 - Prospectus
Page 38 - TABLE OF CONTENTS
Page 39 - ABOUT THIS PROSPECTUS
Page 40 - FORWARD-LOOKING STATEMENTS
Page 41 - PROSPECTUS SUMMARY
Page 42 - THE OFFERING
Page 43 - RISK FACTORS
Page 44 - N/A
Page 45 - USE OF PROCEEDS
Page 46 - DIVIDEND POLICY
Page 47 - DILUTION
Page 48 - DESCRIPTION OF CAPITAL STOCK
Page 49 - Warrants
Page 50 - Super-Majority Voting.
Page 51 - PLAN OF DISTRIBUTION
Page 52 - N/A
Page 53 - LEGAL MATTERS
Page 54 - N/A
Page 55 - Kala Pharmaceuticals, Inc.
Page 56 - PART II
Page 57 - Item 16. Exhibits.
Page 58 - Item 17. Undertakings.
Page 59 - bona fide
Page 60 - N/A
Page 61 - SIGNATURES
Page 62 - N/A
Subdocument 2 - EX-1.2 - EX-1.2
Page 1 - Exhibit 1.2
Page 2 - Common Shares
Page 3 - Maximum Program Amount
Page 4 - Securities Act
Page 5 - Registration StatementProspectusProspectusOriginal Registration Statement
Page 6 - Time of Sale Information
Page 7 - S-3 Eligibility
Page 8 - Material Adverse Effect
Page 9 - Due Authorization
Page 10 - No Conflicts
Page 11 - Title to Real and Personal Property
Page 12 - No Undisclosed Relationships
Page 13 - Applicable Laws
Page 14 - Hazardous MaterialsRelease
Page 15 - Disclosure Controls
Page 16 - No Unlawful Payments
Page 17 - Sanctioned Country
Page 18 - eXtensible Business Reporting Language
Page 19 - Sarbanes-Oxley Act
Page 20 - Method of Offer and Sale
Page 21 - Material Non-Public Information.
Page 22 - Section 4. ADDITIONAL COVENANTS
Page 23 - Agent s Review of Proposed Amendments and Supplements
Page 24 - Filing of Agent Free Writing Prospectuses
Page 25 - Earnings Statement
Page 26 - Triggering Event Date
Page 27 - provided
Page 28 - Investment Limitation
Page 29 - Accuracy of the Company s Representations and Warranties; Performance by the CompanySection 4(o)
Page 30 - Section 4(o) Section 4(p)Section 4(q)Section 4(r)
Page 31 - No Misstatement or Material Omission
Page 32 - Section 6(a)
Page 33 - Settlements Section 6Section 6(b)
Page 34 - Section 6(b)
Page 35 - Section 8. MISCELLANEOUS
Page 36 - Section 8(d)
Page 37 - Related ProceedingsSpecified CourtsRelated Judgment
Page 38 - N/A
Page 39 - EXHIBIT A
Page 40 - EXHIBIT B
Page 41 - EXHIBIT C
Subdocument 3 - EX-4.4 - EX-4.4
Page 1 - Exhibit 4.4
Page 2 - CROSS-REFERENCE TABLE1
Page 3 - TABLE OF CONTENTS
Page 4 - N/A
Page 5 - N/A
Page 6 - IssuerTrustee
Page 7 - Applicable Procedures
Page 8 - DepositaryDepositaryDepositary
Page 9 - Interest Payment Date
Page 10 - Person
Page 11 - SecuritySecurities
Page 12 - Yield to Maturity
Page 13 - N/A
Page 14 - N/A
Page 15 - Authentication and Delivery of Securities.
Page 16 - Execution of Securities
Page 17 - Certificate of Authentication
Page 18 - N/A
Page 19 - N/A
Page 20 - Mutilated, Defaced, Destroyed, Lost and Stolen Securities.
Page 21 - Temporary Securities.
Page 22 - providedhowever
Page 23 - Written Statement to Trustee.
Page 24 - Reports by the Trustee.
Page 25 - Notice of Default
Page 26 - Collection of Debt by Trustee; Trustee May Prove Debt.
Page 27 - N/A
Page 28 - Application of Proceeds.
Page 29 - Suits for Enforcement
Page 30 - Limitations on Suits by Securityholders
Page 31 - Control by Holders of Securitiesprovided
Page 32 - defaults
Page 33 - Certain Rights of the Trustee.
Page 34 - provided
Page 35 - Trustee and Agents May Hold Securities; Collections, Etc.
Page 36 - Disqualification; Conflicting Interests.
Page 37 - Acceptance of Appointment by Successor Trustee.
Page 38 - Merger, Conversion, Consolidation or Succession to Business of Trustee. provided
Page 39 - Preferential Collection of Claims Against the Issuer
Page 40 - Right of Revocation of Action Taken.
Page 41 - provided
Page 42 - Supplemental Indentures With Consent of Securityholders. provided
Page 43 - Effect of Supplemental Indenture.
Page 44 - Notation on Securities in Respect of Supplemental Indentures.
Page 45 - Satisfaction and Discharge of Indenture; Defeasance.
Page 46 - N/A
Page 47 - Legal Defeasance
Page 48 - N/A
Page 49 - Application by Trustee of Funds Deposited for Payment of Securities.
Page 50 - Return of Moneys Held by Trustee and Paying Agent Unclaimed for Two Years.
Page 51 - Successors and Assigns of Issuer Bound by Indenture.
Page 52 - Payments Due on Saturdays, Sundays and Holidays.
Page 53 - Conflict of Any Provision of Indenture With Trust Indenture Act of 1939.
Page 54 - N/A
Page 55 - Payment of Securities Called for Redemption. provided
Page 56 - mandatory sinking fund paymentoptional sinking fund paymentsinking fund payment date
Page 57 - provided that
Page 58 - [Signature pages follow]
Page 59 - N/A
Subdocument 4 - EX-4.5 - EX-4.5
Page 1 - Exhibit 4.5
Page 2 - CROSS-REFERENCE TABLE
Page 3 - TABLE OF CONTENTS
Page 4 - N/A
Page 5 - N/A
Page 6 - IssuerTrustee
Page 7 - Applicable Procedures
Page 8 - DepositaryDepositaryDepositary
Page 9 - Interest Payment Date
Page 10 - Person
Page 11 - SecuritySecurities
Page 12 - Trust Indenture Act of 1939
Page 13 - Amount UnlimitedIssuable in Series.
Page 14 - N/A
Page 15 - Authentication and Delivery of Securities.
Page 16 - Execution of Securities
Page 17 - Certificate of Authentication
Page 18 - Registration, Transfer and Exchange
Page 19 - N/A
Page 20 - Mutilated, Defaced, Destroyed, Lost and Stolen Securities.
Page 21 - Cancellation of Securities; Destruction Thereof.
Page 22 - Offices for Payments, Etc.
Page 23 - Written Statement to Trustee.
Page 24 - Security Registrar
Page 25 - Notice of Default
Page 26 - Collection of Debt by Trustee; Trustee May Prove Debt.
Page 27 - N/A
Page 28 - Application of Proceeds.
Page 29 - Suits for Enforcement
Page 30 - Unconditional Right of Securityholders to Institute Certain Suits
Page 31 - Control by Holders of Securitiesprovided
Page 32 - defaults
Page 33 - N/A
Page 34 - provided
Page 35 - Right of Trustee to Rely on Officer s Certificate, Etc.
Page 36 - N/A
Page 37 - Acceptance of Appointment by Successor Trustee.
Page 38 - Merger, Conversion, Consolidation or Succession to Business of Trustee. provided
Page 39 - Proof of Execution of Instruments and of Holding of Securities.
Page 40 - Supplemental Indentures Without Consent of Securityholders.
Page 41 - Supplemental Indentures With Consent of Securityholders. provided
Page 42 - N/A
Page 43 - Effect of Supplemental Indenture.
Page 44 - Successor Issuer Substituted.
Page 45 - N/A
Page 46 - Legal Defeasance
Page 47 - N/A
Page 48 - Application by Trustee of Funds Deposited for Payment of Securities.
Page 49 - No Recourse.
Page 50 - Officer s Certificates and Opinions of Counsel; Statements to Be Contained Therein.
Page 51 - Payments Due on Saturdays, Sundays and Holidays.
Page 52 - Counterparts.
Page 53 - Payment of Securities Called for Redemption.
Page 54 - provided
Page 55 - N/A
Page 56 - provided that
Page 57 - Payments to Securityholders.
Page 58 - Subrogation of Securities.
Page 59 - Authorization by Securityholders.
Page 60 - Trustee s Relation to Senior Indebtedness.
Page 61 - N/A
Subdocument 5 - EX-4.6 - EX-4.6
Page 1 - Exhibit 4.6
Page 2 - If the Security is a Global Security -- If the Security is not a Global Security -- __________If the
Page 3 - N/A
Page 4 - KALA PHARMACEUTICALS, INC.
Page 5 - The Securities of this series may be redeemed at any time on or after ______, ______, as a whole or
Page 6 - the entire principalthe entire principal
Page 7 - N/A
Page 8 - ASSIGNMENT FORM
Subdocument 6 - EX-4.7 - EX-4.7
Page 1 - Exhibit 4.7
Page 2 - If the Security is a Global Security -- If the Security is not a Global Security -- __________If the
Page 3 - N/A
Page 4 - [ Title of Security ]
Page 5 - The Securities of this series may be redeemed at any time on or after ______, ______, as a whole or
Page 6 - the entire principalthe entire principal
Page 7 - N/A
Page 8 - ASSIGNMENT FORM
Subdocument 7 - EX-5.1 - EX-5.1
Page 1 - Exhibit 5.1
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Subdocument 8 - EX-12.1 - EX-12.1
Page 1 - N/A
Subdocument 9 - EX-23.1 - EX-23.1
Page 1 - N/A